Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Moore has been in the financial services industry since May 22, 2004. David is a registered principal with Roosevelt & Cross, Inc., and has held various positions throughout his career, including at BANC of America Investment Services, Inc., and Quick & Reilly, Inc. David is a licensed Series 7, 24, 27, 53, 66, SIE, and 99TO representative. Currently, David is active in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/25/2005 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
MA
10/20/2004 - 08/01/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/30/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 08/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/05/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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