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David William Miller

Nylife Securities LLC

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About David William Miller

David William Miller is a registered representative with Nylife Securities LLC. David William Miller has been in the securities industry since March 16, 2022. David William Miller is currently registered with Nylife Securities LLC in Cleveland, OH. David William Miller is also Series 99TO and SIE licensed. Previously, David William Miller was registered with PNC Investments in Cleveland, OH.

Firm Information

David Miller is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Miller’s Registration & Firm History

OH

08/28/2023 - Present

Nylife Securities LLC (CLEVELAND OH)

OH

02/11/2022 - 07/24/2023

PNC INVESTMENTS (CLEVELAND OH)

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Licenses & Designations

BC

Issued 02/11/2022

Series 99TO - Operations Professional Examination

BC

Issued 11/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David William Miller.
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