Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Mead is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., where he has been active since March 1996. He provides financial advice to individuals, corporations, trusts, estates, and other entities. David William Mead has worked in the financial industry since August 1987. His previous experience includes working for Paine Webber Incorporated. David William Mead holds a number of licenses and certifications, including Series 7, Series 9, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/18/1996 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RESTON VA)
NJ
09/27/1988 - 03/04/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/20/1987 - 10/03/1988
HERITAGE FINANCIAL INVESTMENTS CORPORATION
IA
Issued 07/05/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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