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David William McNabb

Capitol Securities Management, Inc.

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About David William McNabb

David William McNabb is a financial advisor with Capitol Securities Management, Inc. David has been in the financial services industry since March 28, 1977. David has extensive experience in the industry and has a wide range of licenses and certifications. He is registered in 10 states and is a member of FINRA.

Firm Information

David McNabb is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David McNabb’s Registration & Firm History

FL

10/31/2023 - Present

Capitol Securities Management, Inc. (TAMPA FL)

MA

11/07/2014 - 10/31/2023

WOOD (ARTHUR W.) COMPANY, INC. (BOSTON MA)

RI

11/10/1994 - 10/31/2014

PAUL P. ST. ONGE COMPANY (EAST GREENWICH RI)

NY

02/03/1994 - 09/14/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

MD

06/08/1990 - 02/04/1994

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

04/11/1988 - 04/12/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

12/01/1976 - 04/11/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 11/06/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/1989

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/16/1989

Series 24 - General Securities Principal Examination

BC

Issued 11/29/1984

Series 4 - Registered Options Principal Examination

BC

Issued 05/06/1979

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/1977

PC - AMEX Put and Call Exam

BC

Issued 11/20/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David William McNabb.
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