Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Manning is a financial advisor at Stifel, Nicolaus & Company, Inc. David has been in the industry since 1983 and has a broad range of experience. David offers financial planning, portfolio management, and pension consulting services to individuals, businesses, and pooled investment vehicles. David is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered investment advisor in New Jersey and Texas. David's previous employers include Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/31/2018 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
NJ
01/01/2008 - 09/06/2018
WELLS FARGO CLEARING SERVICES, LLC (SPRING LAKE NJ)
NJ
09/06/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MORRISTOWN NJ)
NJ
03/13/1989 - 09/11/1996
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
NA
02/01/1989 - 07/15/1989
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
NA
12/26/1986 - 02/01/1989
GLICKENHAUS & CO. - NEW JERSEY
NA
05/17/1983 - 12/26/1986
LISS TENNER & GOLDBERG SECURITIES CORPORATION
IA
Issued 07/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 05/12/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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