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David William Lewis

Lewis Asset Management

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About David William Lewis

David William Lewis Jr. is a registered investment advisor representative with Lewis Asset Management. David has been in the financial services industry since 1997. David holds the Series 7, 24, 31, 63 and 65 licenses. David is also an independent insurance agent for various insurance companies. David’s firm manages over $200 million for individual and corporate clients.

Firm Information

David Lewis is currently registered with Lewis Asset Management. Lewis Asset Management is a registered investment advisor located in Lafayette, CA. The firm has 3 licensed agents and manages $214,315,704 in assets for 542 clients. They offer financial planning and portfolio management services for individuals, businesses, and pension and profit sharing plans.
Lewis Asset Management

3559 MT. DIABLO BOULEVARD

LAFAYETTE, CA 94549

$214.32M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Lewis’s Registration & Firm History

CA

11/18/2011 - Present

Lewis Asset Management (LAFAYETTE CA)

CA

05/02/2007 - 02/15/2012

CAMBRIDGE INVESTMENT RESEARCH, INC. (LAFAYETTE CA)

CA

09/21/2001 - 05/08/2007

CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)

NY

09/18/1997 - 10/18/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 09/11/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2008

Series 24 - General Securities Principal Examination

BC

Issued 06/15/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 09/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David William Lewis.
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