Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Knight is a financial professional with over 20 years of experience in the industry. David is currently registered with Wells Fargo Clearing Services, LLC, and has been with the firm since 2021. Prior to joining Wells Fargo, David was employed by RBC Capital Markets, LLC. David is dedicated to providing comprehensive financial planning and investment management services to individuals, families, and businesses. David’s practice specializes in investments, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
07/29/2021 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
11/16/2015 - 01/05/2021
RBC CAPITAL MARKETS, LLC (SALT LAKE CITY UT)
UT
05/04/2015 - 08/17/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (ROY UT)
NY
12/05/2013 - 04/07/2015
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
UT
12/24/2009 - 04/07/2015
GOLDMAN, SACHS & CO. (SALT LAKE CITY UT)
UT
07/22/2005 - 12/15/2009
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
RI
05/17/2001 - 07/13/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 05/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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