Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Jones is an active investment advisor representative with Cambridge Investment Research Advisors, Inc. David has been working in the financial services industry for over 30 years, having worked in various roles for several firms including CETERA ADVISOR NETWORKS LLC and Walnut Street Securities, Inc. David is also a registered investment advisor in the state of Ohio and holds a variety of industry certifications including Series 6, 7, 63, 65, and SIE. David is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). David specializes in financial planning and investment management for individuals and businesses. David Jones is affiliated with Cambridge Investment Research Advisors, Inc., which provides financial planning, portfolio management, and other advisory services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
12/14/2023 - Present
Cambridge Investment Research Advisors, Inc. (Rocky River OH)
OH
09/03/2013 - 11/07/2018
CETERA ADVISOR NETWORKS LLC (CLEVELAND OH)
OH
08/21/1992 - 09/03/2013
WALNUT STREET SECURITIES, INC. (CLEVELAND OH)
NY
07/17/1990 - 08/12/1992
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
12/02/1988 - 12/31/1989
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
07/07/1987 - 01/23/1988
W. S. GRIFFITH & CO., INC.
IA
Issued 09/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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