Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Johnston is a financial advisor with over 20 years of experience in the financial services industry. David is currently registered with Nylife Securities LLC. David has held previous positions with MML Investors Services, Inc., AXA Advisors, LLC, and Allstate Financial Services, LLC. David holds Series 6, Series 63, and SIE licenses. David is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/12/2010 - Present
Nylife Securities LLC (WILLIAMSVILLE NY)
NY
05/04/2007 - 03/25/2010
MML INVESTORS SERVICES, INC. (WILLIAMSVILLE NY)
NY
02/06/2006 - 05/15/2007
AXA ADVISORS, LLC (WILLIAMSVILLE NY)
NY
05/22/2002 - 01/26/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
NE
09/21/2000 - 05/09/2002
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
BC
Issued 11/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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