Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Huffman is a financial professional with over 40 years of experience in the industry. David is currently registered with Cambridge Investment Research Advisors, Inc., serving clients in Lakewood Ranch, FL and Richfield, OH. Prior to joining Cambridge, David was with H. Beck, Inc., in Lakewood Ranch, FL and Franklin Financial Services Corporation, in Houston, TX. David holds a wide range of licenses, including Series 1, 6, 62, 24, 26, and 63. David is a Chartered Financial Consultant and also holds a Series 22TO and Series 6TO licenses. David is passionate about helping clients achieve their financial goals and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
01/02/2020 - Present
Cambridge Investment Research Advisors, Inc. (Lakewood Ranch FL)
FL
01/29/1997 - 09/25/2019
H. BECK, INC. (LAKEWOOD RANCH FL)
TX
01/20/1978 - 01/30/1997
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/13/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/07/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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