Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Holler is an investment advisor representative who has been in the industry since August 1997. He currently works at Stifel, Nicolaus & Company, Inc., and is licensed in California and Texas. David has a wide range of experience working with various clients, including individuals, corporations, high-net-worth individuals, and charitable organizations. He provides financial planning, pension consulting, and educational seminars. David is also a registered representative, holding Series 7TO, Series 6, and Series 66 licenses. His previous experience includes working at Ohio National Equities, Inc., Touchstone Securities, Inc., and Farmers Financial Solutions, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/10/2020 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
OH
02/14/2007 - 09/20/2018
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
CT
02/02/2006 - 02/05/2007
TOUCHSTONE SECURITIES, INC. (STAMFORD CT)
CA
12/19/2005 - 02/03/2006
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
CT
04/26/2004 - 10/08/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CT
10/23/2002 - 04/02/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
11/15/2000 - 07/31/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MA
02/19/1997 - 11/06/2000
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
11/29/1994 - 08/29/1996
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
BOTH
Issued 06/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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