Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Herr is a registered representative with Kroll Securities LLC. David has been in the securities industry since September 7, 2011. David is registered in Connecticut and Pennsylvania. David has passed the Series 63, Series 79, and SIE exams. David is currently employed by Kroll Securities LLC, which is headquartered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/08/2011 - Present
Kroll Securities LLC (NEW YORK NY)
BC
Issued 05/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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