Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Heck is a financial advisor with over 30 years of experience in the industry. He is currently registered with Tiaa-Cref Individual & Institutional Services, LLC in Cincinnati, OH. Prior to joining Tiaa-Cref, David was with Fidelity Brokerage Services LLC. His expertise includes providing financial planning services, portfolio management, and selection of other advisors to meet his clients' individual needs. David is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
OH
01/17/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CINCINNATI OH)
KY
01/01/2008 - 09/30/2013
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
09/15/2005 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
RI
01/10/2001 - 08/25/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
03/27/2000 - 01/09/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
11/24/1993 - 12/31/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 01/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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