Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Hart is an experienced financial advisor who has been in the industry since April 2002. David is currently registered with Commonwealth Financial Network, a firm headquartered in Waltham, MA. David is a certified financial planner and is licensed to sell securities in multiple states. David's specializations include financial planning, portfolio management for individuals and businesses, and pension consulting. Prior to joining Commonwealth Financial Network, David was registered with LPL FINANCIAL LLC and A. G. Edwards & Sons, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/22/2023 - Present
Commonwealth Financial Network (Asheville NC)
NC
12/16/2005 - 09/05/2023
LPL FINANCIAL LLC (ASHEVILLE NC)
MO
04/11/2002 - 12/21/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 05/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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