Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Harrell is a financial advisor with over 30 years of experience in the industry. David has been registered with Ameriprise Financial Services, LLC since 2009 and previously worked with firms such as Morgan Stanley DW Inc. and Lehman Brothers Inc. David is a Series 7, Series 31, and Series 63 licensed professional and has a Series 65 license. He also holds the SIE designation. David offers financial planning, portfolio management, and educational seminars. He specializes in serving individuals, high-net-worth individuals, and families, and has a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
10/05/2009 - Present
Ameriprise Financial Services, LLC (Manassas VA)
VA
08/24/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (VIENNA VA)
NY
07/03/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/23/1991 - 10/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/21/1990 - 08/29/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NE
02/06/1990 - 07/09/1990
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
03/25/1987 - 01/03/1990
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 06/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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