Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Fyfe is a financial professional with over 28 years of experience in the securities industry. He is currently registered with Velocity Clearing, LLC in Hazlet, New Jersey. David has held several previous roles in the industry, including positions at Hold Brothers Capital LLC, Hold Brothers Execution Services, LLC, and Rencap Securities, Inc. David has a strong understanding of the financial markets and is committed to providing his clients with the highest quality service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/25/2021 - Present
Velocity Clearing, LLC (HAZLET NJ)
NY
09/06/2013 - 07/29/2021
HOLD BROTHERS CAPITAL LLC (New York NY)
NY
06/07/2010 - 09/07/2010
HOLD BROTHERS EXECUTION SERVICES, LLC (NEW YORK NY)
NY
06/04/2010 - 09/07/2010
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (ELMSFORD NY)
NY
05/07/2008 - 03/03/2009
RENCAP SECURITIES, INC. (NEW YORK NY)
NJ
03/26/2002 - 02/12/2007
VANDHAM SECURITIES CORP. (PARK RIDGE NJ)
NY
01/02/2002 - 03/14/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
02/22/2001 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
NJ
11/05/1998 - 01/10/2001
PARAGON CAPITAL MARKETS, INC. (EAST HANOVER NJ)
NY
07/21/1999 - 10/20/2000
DRAKE & COMPANY, INC. (NEW YORK NY)
NY
01/17/1995 - 10/30/1998
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
01/16/1992 - 10/03/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/02/1989 - 01/08/1990
SECURITIES SETTLEMENT CORPORATION (ISLIP NY)
NA
07/20/1987 - 01/12/1989
THOMSON MCKINNON SECURITIES INC.
NA
03/19/1986 - 05/12/1987
CAZENOVE INCORPORATED
BOTH
Issued 05/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2015
Series 4 - Registered Options Principal Examination
BC
Issued 10/02/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2002
Series 14 - Compliance Officer Examination
BC
Issued 10/20/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/22/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/06/2013
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 04/11/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/30/1998
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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