Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Frederick is an investment professional with over 40 years of experience in the financial services industry. David currently works as an advisor at B. Riley Wealth Advisors, Inc. in Poughkeepsie, NY. David provides financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors. David has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/18/2021 - Present
B. Riley Wealth Advisors, Inc. (POUGHKEEPSIE NY)
NY
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)
NY
04/26/1991 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NJ
03/01/1983 - 07/15/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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