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David William Frank

Turning Point Planning LLC

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About David William Frank

David William Frank is a registered investment advisor representative in California, Louisiana, and Texas. He is affiliated with Turning Point Planning LLC and has been in the industry since 2003. His primary focus is on providing financial planning and portfolio management services to individuals. David holds the Series 63 and Series 65 licenses and the Series 7 designation. David has a strong track record of success, working with a diverse range of clients.

Firm Information

David Frank is currently registered with Turning Point Planning LLC. Turning Point Planning LLC is a financial advisory firm that provides financial planning and portfolio management services to individuals and high-net-worth individuals. They also offer educational seminars and selection of other advisers. They have 1 investment adviser representative and manage assets for 10 individual clients other than high-net-worth individuals.

Not reported

Assets Under Management

11

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Frank’s Registration & Firm History

CA

03/01/2022 - Present

Turning Point Planning LLC (LOS ANGELES CA)

IL

02/12/2003 - 01/29/2007

ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)

IL

02/11/2002 - 01/27/2003

VECTOR SECURITIES INTERNATIONAL, L.L.C. (WILMETTE IL)

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Licenses & Designations

IA

Issued 02/05/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David William Frank.
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