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David William Fowkes

FTI Capital Advisors, LLC

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About David William Fowkes

David William Fowkes is a financial advisor with over 20 years of experience in the industry. David currently works at FTI Capital Advisors, LLC. David has held previous positions at Raymond James & Associates, Inc., Imperial Capital, LLC, Seabury Securities LLC, Deutsche Bank Securities Inc., Lehman Brothers Inc., and Salomon Smith Barney Inc. David holds several industry licenses including Series 3, 7, 79, and 63. David is registered in California, New York, and Texas.

Firm Information

David Fowkes is currently registered with FTI Capital Advisors, LLC. FTI Capital Advisors, LLC is a Limited Liability Company formed in July 2002. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Fowkes’s Registration & Firm History

CA

10/25/2023 - Present

FTI Capital Advisors, LLC (Los Angeles CA)

TX

05/07/2020 - 07/07/2023

RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)

TX

06/22/2018 - 05/21/2020

IMPERIAL CAPITAL, LLC (HOUSTON TX)

NJ

12/20/2010 - 11/05/2012

SEABURY SECURITIES LLC (SUMMIT NJ)

NY

08/09/2007 - 12/31/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NJ

12/04/2002 - 07/11/2007

SEABURY SECURITIES LLC (SUMMIT NJ)

NY

05/16/2000 - 03/06/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

09/01/1998 - 05/23/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

11/07/1995 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/02/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2018

Series 7 - General Securities Representative Examination

BC

Issued 06/22/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/30/1995

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David William Fowkes.
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