Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Downs is a financial professional with over 20 years of experience in the industry. He is currently a registered representative at Lakeshore Securities, LP and holds Series 4, 7, 24, 57TO and 99TO licenses. David specializes in offering investment advice and guidance to clients in the Chicago area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/17/2002 - Present
Lakeshore Securities, LP (Chicago IL)
BC
Issued 05/15/2017
Series 4 - Registered Options Principal Examination
BC
Issued 10/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
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