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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Deitch is a financial advisor with UBS Financial Services Inc. in Charlotte, NC. David has been in the financial services industry since 1998 and has a broad range of experience working with individual investors, businesses, and institutions. David is a registered representative and investment advisor, and he holds the Series 7, 31, and 66 licenses as well as the SIE exam. David is committed to providing his clients with personalized financial advice and services that are tailored to their individual needs and goals. David specializes in financial planning, portfolio management, and retirement planning. He is committed to providing clients with high-quality, ethical, and results-oriented advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
11/29/2010 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
09/30/1998 - 11/30/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
IA
Issued 07/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/20/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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