Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Davies is a financial advisor with over 40 years of experience in the industry. David has a Series 65, Series 63 and several other licenses and has worked for multiple firms, including RBC Capital Markets, LLC, Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc. David is currently registered with Benjamin F. Edwards & Company, Inc. and is based in St. Louis, Missouri. David is a respected member of the financial community and has a strong commitment to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
01/10/2014 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
NY
06/12/2008 - 01/30/2014
RBC CAPITAL MARKETS, LLC (PAINTED POST NY)
NY
01/01/2008 - 06/12/2008
WACHOVIA SECURITIES, LLC (PAINTED POST NY)
NY
08/04/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PAINTED POST NY)
CT
08/01/1984 - 08/11/1997
ADVEST, INC. (HARTFORD CT)
NA
07/11/1977 - 12/10/1984
TRAVELERS EQUITIES SALES, INC.
NA
05/08/1984 - 08/02/1984
J. S. BARR & CO., INC.
NA
06/23/1980 - 04/30/1984
J. S. BARR & CO., INC.
NA
08/28/1973 - 07/11/1979
F. L. PUTNAM & COMPANY, INC.
NA
08/09/1973 - 10/19/1973
TOWNSLEY LIPTAK & COMPANY INC
IA
Issued 11/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1979
PC - AMEX Put and Call Exam
BC
Issued 08/03/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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