Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dees is a financial advisor with over 20 years of experience in the industry. David has held previous roles at prominent firms such as Morgan Stanley & Co., Incorporated, Banc of America Securities LLC, and Teneo Securities LLC. David currently works as a Registered Representative for Ba Securities, LLC, where he provides financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/10/2024 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
05/23/2011 - 11/15/2023
TENEO SECURITIES LLC (NEW YORK NY)
NY
08/31/2006 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/04/1999 - 02/16/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 12/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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