Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Broderick is a financial advisor with Fidelity Personal And Workplace Advisors. David is a seasoned professional with over 25 years of experience in the financial services industry, including previous roles at SunTrust Investment Services, Merrill Lynch, Pierce, Fenner & Smith Incorporated, E*TRADE Securities LLC, TD Ameritrade, Inc., Charles Schwab & Co., Inc., and Dean Witter Reynolds Inc. David offers a variety of financial services, including financial planning, educational seminars, and portfolio management for individuals and businesses. David holds licenses for Series 63, 66, 7, 9, and 10, and is registered in 53 states and 2 jurisdictions for broker-dealer and investment advisor services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/13/2021 - Present
Fidelity Personal AND Workplace Advisors (JACKSONVILLE FL)
GA
04/11/2018 - 01/21/2020
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
08/25/2014 - 04/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARTERSVILLE GA)
GA
05/25/2012 - 07/16/2014
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
09/01/2011 - 03/20/2012
TD AMERITRADE, INC. (ALPHARETTA GA)
GA
03/02/2007 - 09/13/2011
CHARLES SCHWAB & CO., INC. (ATLANTA GA)
GA
10/04/2004 - 03/12/2007
TD AMERITRADE, INC. (ATLANTA GA)
MO
10/10/2002 - 11/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MI
01/02/2002 - 06/11/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NE
08/10/2001 - 01/08/2002
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
TX
03/21/1997 - 08/02/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
11/11/1994 - 02/27/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MI
03/21/1994 - 04/12/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
01/28/1993 - 03/24/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 6/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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