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David William Bowen

Southwest Investment Advisors, Inc.

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About David William Bowen

David Bowen is a financial advisor with over 27 years of experience in the industry. David has a wide range of experience working with clients of all ages and backgrounds. David focuses on providing comprehensive financial planning services to individuals and families. Currently, David is registered with Southwest Investment Advisors, Inc., an independent investment advisor firm, as well as LPL Financial. David holds the Series 7, Series 63, Series 24 and Series 65 licenses. David also has the designation of Certified Financial Planner™.

Firm Information

David Bowen is currently registered with Southwest Investment Advisors, Inc.. Southwest Investment Advisors, Inc. is a Tucson, Arizona-based investment advisor with 3 licensed agents and $267,635,456 in regulatory assets under management. The firm provides financial planning and portfolio management services for individuals, high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They also offer a wrap fee program.
Southwest Investment Advisors, Inc.

7594 N LA CHOLLA

TUCSON, AZ 85741

$267.64M

Assets Under Management

1,182

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Bowen’s Registration & Firm History

AZ

03/12/2024 - Present

Southwest Investment Advisors, Inc. (TUCSON AZ)

MO

07/26/1996 - 07/06/2004

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 07/22/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/31/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David William Bowen.
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