Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Bostwick is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the financial services industry since January 25, 2009, and has experience in the brokerage and investment advisory industries. David is licensed to sell securities in multiple states including California, Colorado, Florida, Idaho, Illinois, Minnesota, Nevada, North Carolina, Ohio, Tennessee, Texas, Utah, Washington, and Wisconsin. David is a registered representative and investment advisor representative for Merrill Lynch, Pierce, Fenner & Smith Inc. and specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations. David has a broad range of experience in investments, including stocks, bonds, mutual funds, and other investment products. David is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/06/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWOOD VILLAGE CO)
CA
06/01/2009 - 09/05/2013
MORGAN STANLEY (NEWPORT BEACH CA)
CA
01/26/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEWPORT BEACH CA)
BOTH
Issued 02/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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