Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Borenstein is a financial advisor with Wells Fargo Clearing Services, LLC, registered to offer securities and investment advisory services in Washington, DC, and 21 other states. David has been in the financial industry since 1986 and has a strong track record of working with individuals, businesses, and institutions. David is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
04/03/2009 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
DC
07/31/1993 - 03/20/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
NY
12/17/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
08/19/1986 - 01/06/1993
HALPERT AND COMPANY, INC. (MILLBURN NJ)
IA
Issued 12/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Borenstein is the right advisor for you? Invested Better is here to help.
