Unclaimed
David William Block is a financial advisor with Sanders Morris LLC. David has been in the financial industry since 1997 and has experience with a number of different firms. David is registered with FINRA and holds a Series 7, Series 24, Series 55, Series 57TO and Series 99TO license. David specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
06/17/2013 - Present
Sanders Morris LLC (HOUSTON TX)
TX
01/09/2002 - 05/30/2013
NFP SECURITIES, INC. (AUSTIN TX)
MI
10/05/2001 - 01/08/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
TX
05/02/2000 - 04/26/2001
PROTRADER TRADING, L.L.C. (AUSTIN TX)
TX
09/01/1999 - 04/26/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
TX
11/09/1998 - 07/29/1999
SUMMIT TRADING, INC. (HOUSTON TX)
TX
04/22/1998 - 10/07/1998
BLOCK TRADING INC. (HOUSTON TX)
NJ
06/25/1994 - 02/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
TX
06/18/1993 - 04/11/1994
TEXAS CAPITAL SECURITIES, INC. (HOUSTON TX)
BC
Issued 06/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure David Block is the right advisor for you? Invested Better is here to help.