Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bauer is a financial advisor registered with Performance Trust Capital Partners, LLC. David has been in the financial services industry since November 2020. David holds the Series 7TO and Series 66 licenses and is registered in California, Illinois, Iowa, Kentucky, Michigan, Missouri, Nebraska, and North Dakota. David was previously employed by FORESIDE FUND SERVICES, LLC in Wheaton, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/12/2021 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
IL
11/20/2020 - 04/01/2021
FORESIDE FUND SERVICES, LLC (Wheaton IL)
BOTH
Issued 10/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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