Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid William Allen is a financial advisor with Stonex Advisors Inc., based in Birmingham, AL. David William Allen has been in the financial services industry since 1989. David William Allen has licenses and registrations in multiple states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming. David William Allen has experience with individuals, corporations, charitable organizations, and high-net-worth individuals. David William Allen also previously worked for Sterne, Agee & Leach, Inc., Wachovia Securities, LLC and Southtrust Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
07/01/2016 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
AL
06/04/2010 - 07/14/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
08/08/2007 - 04/17/2008
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
AL
04/23/2005 - 01/22/2007
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
AL
09/26/1986 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
NY
08/03/1998 - 04/03/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
01/19/1996 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
BC
Issued 01/13/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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