Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wilkins Lofton is a financial advisor who has been in the industry since 1998. David has a strong background in financial planning and investment management. David is currently registered with Raymond James Financial Services Advisors, Inc. and has previously been registered with Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. David is also a Certified Financial Planner. David is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
09/21/2009 - Present
Raymond James Financial Services Advisors, Inc. (COLLIERVILLE TN)
TN
07/16/2004 - 09/21/2009
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
05/14/1998 - 08/06/2004
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 07/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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