Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wilhelm Degroot is a financial professional with over 27 years of experience in the industry. David has a strong background in securities and investments, holding multiple licenses and certifications including Series 63, 66, 7, 8, 9, 10, and SIE. David is currently registered as a Registered Representative with PNC Investments in Charlotte, NC. Prior to joining PNC Investments, David worked at Charles Schwab & Co., Inc., where they gained experience in the financial services industry. David has expertise in providing portfolio management services for individuals and businesses, as well as assisting clients in selecting other advisors. David is passionate about helping individuals and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
06/12/2019 - Present
PNC Investments (CHARLOTTE NC)
NC
11/21/2014 - 11/01/2018
PNC INVESTMENTS (CHARLOTTE NC)
MA
07/14/1999 - 10/22/2014
CHARLES SCHWAB & CO., INC. (BURLINGTON MA)
TX
02/10/1994 - 01/27/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 10/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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