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David Wilfredo Vera

Charles Schwab & CO., Inc.

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About David Wilfredo Vera

David Vera is a financial advisor with Charles Schwab & Co., Inc., located in Troy, Michigan. David has over 15 years of experience in the financial services industry. David holds the Series 66, Series 7, and SIE licenses. David is also a Certified Financial Planner. David specializes in providing financial planning and investment management services to individuals and families.

Firm Information

David Vera is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Vera’s Registration & Firm History

MI

01/04/2020 - Present

Charles Schwab & CO., Inc. (Troy MI)

FL

01/28/2013 - 06/12/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEMBROKE PINES FL)

FL

07/16/2012 - 01/29/2013

LEGEND EQUITIES CORPORATION (BOYNTON BEACH FL)

MI

06/11/2009 - 06/28/2012

VALIC FINANCIAL ADVISORS, INC. (AUBURN HILLS MI)

MI

05/27/2009 - 06/10/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TROY MI)

FL

09/12/2008 - 02/13/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)

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Licenses & Designations

BOTH

Issued 10/11/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Wilfredo Vera.
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