Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Whitehouse is a financial advisor with over 8 years of experience in the financial services industry. David is currently registered with Fidelity Personal And Workplace Advisors, and has been with them since August 2022. Prior to this, David was a Financial Advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David holds the Series 7, Series 63 and Series 66 licenses. David is also a licensed Investment Advisor Representative in Rhode Island and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
09/20/2022 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
RI
03/02/2021 - 08/01/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
NC
08/07/2013 - 04/01/2019
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
BOTH
Issued 03/19/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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