Unclaimed
David Whitcomb Hennings is an investment advisor representative with Stonex Advisors Inc. in Birmingham, Alabama, and Oak Park, Illinois. David has been in the financial services industry since April 26, 1992. David is registered with the following state securities authorities: Alabama, Colorado, Florida, Illinois, Indiana, Maryland, Michigan, Mississippi, Missouri, New Jersey, New York, Pennsylvania, South Carolina, Texas, Virginia, and Wisconsin. David also offers financial planning, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/30/2015 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
IL
01/04/2010 - 09/12/2014
WRP INVESTMENTS, INC. (OAK PARK IL)
IL
09/08/2009 - 12/31/2009
LPL FINANCIAL CORPORATION (OAK PARK IL)
IL
05/03/2004 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (OAK PARK IL)
MA
02/09/1994 - 05/03/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
MA
02/20/1992 - 12/06/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 06/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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