Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Weston Pierce is a financial professional with over six years of experience in the industry. David is currently registered with Northwestern Mutual Investment Services, LLC, a firm based in Milwaukee, WI, and is licensed in California, Florida, Georgia, Texas, and Virginia. David previously worked for Fidelity Brokerage Services LLC. David holds a Series 63, Series 7, Series 9, and Series 10 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
FL
01/03/2022 - Present
Northwestern Mutual Investment Services, LLC (JACKSONVILLE FL)
FL
11/13/2015 - 09/09/2021
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BC
Issued 11/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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