Unclaimed
David Wesley Rabke is an Investment Advisor Representative associated with Cetera Investment Advisers LLC. David has been in the securities industry for 15 years. David has passed the Series 6, 63, 7TO, SIE, and 65 exams. David is currently registered with the state of Texas and is associated with Cetera Investment Advisers LLC. David is also a licensed Independent Insurance Agent. David’s previous employment includes Voya Financial Advisors, Inc. and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (AUSTIN TX)
TX
12/13/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (AUSTIN TX)
TX
07/16/2015 - 08/15/2018
NYLIFE SECURITIES LLC (AUSTIN TX)
TX
03/19/2007 - 05/19/2015
NYLIFE SECURITIES LLC (AUSTIN TX)
IA
Issued 11/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/6/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 8/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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