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David Wesley Prull

Ashton Thomas Securities, LLC

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About David Wesley Prull

David Wesley Prull is a registered investment advisor representative with Ashton Thomas Securities, LLC. David has been in the securities industry since February 5, 1998. David's current registration includes the state of New York. Prior to Ashton Thomas Securities, LLC, David worked at McDonald Investments Inc. and Essex Capital Markets, Inc.. David is a Series 65, 63, 57TO, SIE, 55 and 7 licensed representative. David's specializations are Individual, Institutional, and Investment Companies. David is also a Deputy Sheriff for the Monroe County Sheriff's Department and a life insurance sales agent.

Firm Information

David Prull is currently registered with Ashton Thomas Securities, LLC. Ashton Thomas Securities, LLC is a Limited Liability Company, formed on January 8, 2024, and registered with the SEC. Based in Rochester, NY, the firm offers a range of financial advisory services including financial planning, pension consulting, and portfolio management for individuals. They are licensed to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm manages over $409 million in assets and has a team of over 50 licensed professionals.
Ashton Thomas Securities, LLC

200 CANAL VIEW BLVD.

ROCHESTER, NY 14623

$409.08M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Prull’s Registration & Firm History

NY

08/17/2021 - Present

Ashton Thomas Securities, LLC (Rochester NY)

OH

09/04/1998 - 04/21/2005

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

NY

02/06/1998 - 09/04/1998

ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)

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Licenses & Designations

IA

Issued 02/05/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/05/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Wesley Prull.
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