Unclaimed
David Wells Miller is a financial advisor with Dinan Capital Advisors, based in Phoenix, Arizona. David has been in the industry since 1976 and has a broad range of experience. David holds the Series 7TO, 24, 27, 63, 99TO, and SIE licenses. David has been registered with Dinan Capital Advisors since January 4, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
01/04/2012 - Present
Dinan Capital Advisors (PHOENIX AZ)
AZ
10/20/2008 - 10/06/2009
WEDBUSH MORGAN SECURITIES INC. (PHOENIX AZ)
AZ
05/04/1989 - 03/03/2009
PEACOCK, HISLOP, STALEY & GIVEN, INC. (PHOENIX AZ)
NA
05/14/1974 - 05/15/1989
YOUNG, SMITH & PEACOCK, INC.
BC
Issued 09/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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