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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Weiss is a financial advisor with Prospera Financial Services, Inc. David Weiss is a licensed financial professional with over 20 years of experience. David Weiss is a Registered Representative and an Investment Advisor Representative. David Weiss's previous experience includes roles at Scottrade, Inc., Quick & Reilly, Inc., BANC ONE SECURITIES CORPORATION, and TD WATERHOUSE INVESTOR SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
NC
04/23/2019 - Present
Prospera Financial Services, Inc. (RALEIGH NC)
NC
05/24/2001 - 03/07/2018
SCOTTRADE, INC. (RALEIGH NC)
NY
01/28/2000 - 06/11/2001
QUICK & REILLY, INC. (NEW YORK NY)
IL
12/23/1999 - 01/25/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NE
02/20/1996 - 10/13/1999
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 03/03/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/25/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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