Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Weinstock is an investment professional with over 10 years of experience in the financial industry. David currently works at UBS Financial Services Inc., a firm with over $50 billion in assets under management. David holds Series 7, 63, 79, and 65 licenses. Prior to joining UBS, David worked at Guggenheim Securities, LLC and Citigroup Global Markets Inc. David has experience in various areas of finance, including investment banking, portfolio management, and financial planning. David is committed to providing clients with personalized financial advice and helping them achieve their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/05/2023 - Present
UBS Financial Services Inc. (New York NY)
NY
04/06/2022 - 03/09/2023
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
09/25/2013 - 02/28/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 05/01/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/25/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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