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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Weinstein is a registered investment advisor representative with over 29 years of experience in the financial industry. David Weinstein currently works for Morgan Stanley and is registered in 44 states, including Louisiana and Texas. David Weinstein is also a registered investment advisor in Louisiana and Texas. Before joining Morgan Stanley, David Weinstein was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David Weinstein has passed a number of securities exams, including the Series 7, Series 63, Series 9, Series 10, and the SIE exam. David Weinstein also holds a Uniform Investment Adviser Law Examination (Series 65) license. David Weinstein is active in the community and is involved in a number of real estate ventures. David Weinstein is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
06/01/2016 - Present
Morgan Stanley (Baton Rouge LA)
LA
06/02/1997 - 06/03/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
TN
05/27/1994 - 06/05/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 07/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/26/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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