Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Thompson is an investment advisor representative registered with Cambridge Investment Research Advisors, Inc. in Virginia and Texas. David has been in the financial services industry since 1980 and holds licenses for Series 63, 65, 26, 6TO, SIE, 22 and 1. David has extensive experience in working with high-net-worth individuals, pension and profit-sharing plans, state or municipal government entities and individuals other than high-net-worth. In addition to serving clients at Cambridge Investment Research Advisors, Inc., David also provides independent insurance services for various independent insurance companies and owns DW Thompson LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
01/02/2024 - Present
Cambridge Investment Research Advisors, Inc. (Woodstock VA)
VA
09/23/2016 - 12/31/2023
SECURITIES AMERICA, INC. (WOODSTOCK VA)
VA
08/02/2003 - 09/23/2016
WALL STREET FINANCIAL GROUP, INC. (WOODSTOCK VA)
IA
04/20/2000 - 08/04/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CO
04/04/1996 - 04/20/2000
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
GA
08/02/1986 - 04/09/1996
PFS INVESTMENTS INC. (DULUTH GA)
NA
03/02/1984 - 07/07/1986
NWNL MANAGEMENT CORPORATION
NA
10/20/1980 - 03/15/1984
EQUICO SECURITIES, INC.
NA
08/10/1981 - 02/04/1984
CIGNA SECURITIES, INC.
NA
05/20/1980 - 01/22/1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 03/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2002
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/13/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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