Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mulliken is a registered representative with Scotia Capital (usa) Inc. in San Francisco, CA. David has been in the securities industry since 2014. David is a Series 79, Series 63, and SIE licensed professional. David is registered in 52 states for securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/07/2022 - Present
Scotia Capital (usa) Inc. (San Francisco CA)
CA
08/21/2014 - 04/12/2022
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BC
Issued 09/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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