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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Woolford is an investment advisor representative at Snowden Capital Advisors LLC. David has over 30 years of experience in the financial industry. David is registered with the Securities and Exchange Commission (SEC) and several state securities regulators. David's current registrations include California, Delaware, District of Columbia, Florida, Georgia, Illinois, Maryland, New Jersey, Ohio, Pennsylvania, and Virginia. David has held previous positions at J.P. Morgan Securities LLC, UBS Financial Services Inc., Capital Dynamics Broker Dealer LLC, Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Deutsche Banc Alex. Brown Inc., DB Alex. Brown LLC, and Alex. Brown & Sons Incorporated. David specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
09/19/2016 - Present
Snowden Capital Advisors LLC (Baltimore MD)
PA
08/24/2011 - 09/21/2016
J.P. MORGAN SECURITIES LLC (PHILADELPHIA PA)
MD
03/11/2005 - 08/31/2011
UBS FINANCIAL SERVICES INC. (BALTIMORE MD)
NY
08/14/2009 - 06/23/2010
CAPITAL DYNAMICS BROKER DEALER LLC (NEW YORK NY)
NY
01/17/2003 - 03/16/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
05/18/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
01/13/2001 - 06/01/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
03/01/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
07/18/1989 - 03/16/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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