linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Wayne Welsh

Sammons Financial Network, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Wayne Welsh

David Wayne Welsh is a financial professional with over 15 years of experience in the financial services industry. He is currently registered with Sammons Financial Network, LLC in West Des Moines, IA. Previously, he was with FBL Marketing Services, LLC, P.J. Robb Variable Corporation and MML Investors Services, LLC. David holds several industry licenses including Series 7, Series 6, Series 62 and Series 63. He also holds the Series 65 license, allowing him to offer investment advisory services to clients.

Firm Information

David Welsh is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Welsh’s Registration & Firm History

IA

10/06/2020 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

IA

08/06/2015 - 09/29/2020

FBL MARKETING SERVICES, LLC (WEST DES MOINES IA)

UT

04/29/2013 - 02/06/2014

P.J. ROBB VARIABLE CORPORATION (SALT LAKE CITY UT)

UT

03/26/2003 - 06/30/2011

MML INVESTORS SERVICES, LLC (SALT LAKE CITY UT)

NY

06/04/2002 - 03/21/2003

MONY SECURITIES CORPORATION (NEW YORK NY)

Not sure if David Wayne Welsh is right for you?

Licenses & Designations

IA

Issued 09/07/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/06/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2006

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 06/03/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Wayne Welsh.
Not sure if David Wayne Welsh is right for you?