Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Templin is a financial advisor with Equitable Distributors, LLC based in Charlotte, North Carolina. David has been in the financial industry since 1998. David is licensed to sell securities in 12 states, including California, Florida, Georgia, Illinois, and more. David has passed various examinations including the Series 7, Series 63, Series 26 and Series 31. Prior to joining Equitable Distributors, LLC, David worked at Fifth Third Securities, Inc., Sun Life Financial Distributors, Inc., Hartford Equity Sales Company Inc., Wachovia Securities, LLC, Principal Financial Securities, Inc., First Albany Corporation, and Oppenheimer & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/04/2013 - Present
Equitable Distributors, LLC (Charlotte NC)
IL
02/23/2012 - 02/15/2013
FIFTH THIRD SECURITIES, INC. (CHICAGO IL)
MA
12/16/2008 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CT
09/19/2007 - 12/12/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IL
05/11/1998 - 08/15/2007
WACHOVIA SECURITIES, LLC (CHICAGO IL)
TX
02/27/1998 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
05/27/1997 - 09/26/1997
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
05/09/1997 - 05/30/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 03/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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