Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tansor is a financial advisor with LPL Financial LLC, a firm with over $50 billion in assets under management. David is registered in 51 states and has over 25 years of experience in the financial services industry. David specializes in providing financial planning, investment management, and consulting services to individuals and businesses. David's previous employers include CUNA Brokerage Services, Inc., Mutual of Omaha Investor Services, Inc., and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
05/18/2022 - Present
LPL Financial LLC (HOLLANDALE WI)
WI
09/20/2017 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Hollandale WI)
NC
05/05/2014 - 06/16/2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (WILMINGTON NC)
WI
06/20/2006 - 05/24/2012
CHASE INVESTMENT SERVICES CORP. (MADISON WI)
TX
10/07/2005 - 03/08/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AL
11/03/2003 - 10/31/2005
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
NY
04/16/1998 - 11/18/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
TX
02/28/1996 - 03/15/1998
BANK UNITED SECURITIES CORP. (HOUSTON TX)
CA
11/01/1995 - 02/16/1996
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
06/02/1994 - 11/01/1995
SWBC INVESTMENT COMPANY
IA
10/08/1992 - 06/09/1994
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
02/03/1989 - 03/18/1989
FFP SECURITIES, INC.
NA
11/14/1988 - 12/06/1988
CENTURY INVESTORS OF AMERICA, INC.
BOTH
Issued 02/11/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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