Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wayne Richardson is a financial advisor with Fidelity Brokerage Services LLC. David has been in the financial services industry since 2005. David has a diverse background with previous experience at firms such as RBC Capital Markets, LLC, Invesco Distributors, Inc., and Goldman, Sachs & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/20/2023 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
ID
05/03/2021 - 09/07/2022
RBC CAPITAL MARKETS, LLC (EAGLE ID)
TX
08/17/2020 - 05/03/2021
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
09/05/2000 - 07/11/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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