Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wayne Pusateri is a financial professional with over 15 years of experience in the financial services industry. He is a Registered Representative and Investment Advisor Representative, and is currently associated with Northwestern Mutual Investment Services, LLC. David has a strong background in securities and insurance, holding both Series 6 and Series 63 licenses. He is a dedicated professional who is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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IN
09/01/2010 - Present
Northwestern Mutual Investment Services, LLC (Fishers IN)
IA
Issued 8/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/2/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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