Unclaimed
David Wayne Pusateri is a financial advisor with over 14 years of experience in the industry. David is a registered representative of Northwestern Mutual Investment Services, LLC and offers a variety of financial services to individuals and businesses. David holds Series 6, 63 and 65 licenses, as well as the SIE designation. David has been associated with Northwestern Mutual since 2008 and currently serves clients from the Fishers, Indiana branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IN
09/01/2010 - Present
Northwestern Mutual Investment Services, LLC (Fishers IN)
IA
Issued 08/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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